Financial Audit: Securities and Exchange Commission's Financial Statements for Fiscal Years 2005 And 2004
Apr 2006 · DIANE Publishing
Ebook
77
Pages
About this ebook
Established in 1934 to enforce the securities laws & protect investors, the Securities & Exchange Comm. (SEC) plays an important role in maintaining the integrity of the U.S. securities markets. Pursuant to the Accountability of Tax Dollars Act of 2002, the SEC is required to prepare & submit to Congress & the Office of Mgmt. & Budget audited financial statements. This report is an audit of SEC's financial statements. The audit was done to determine whether, in all material respects: (1) SEC's FY 2005 financial statements were reliable; & (2) SEC's management maintained effective internal control over financial reporting & compliance with laws & regulations. SEC's compliance with certain laws & regulations were also tested. Charts & tables.
Established in 1934 to enforce the securities laws & protect investors, the Securities & Exchange Comm. (SEC) plays an important role in maintaining the integrity of the U.S. securities markets. Pursuant to the Accountability of Tax Dollars Act of 2002, the SEC is required to prepare & submit to ...
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